Regulatory Reporting Analyst

Shape the future of well-controlled regulatory reporting by partnering across teams to strengthen controls, reduce risk, and grow your career.

As a Product Coverage Analyst within the Derivatives Regulatory Reporting team, you drive new regulatory reporting implementations and ongoing remediation across credit, rates, and equity derivatives. As a Product Coverage Analyst within the Derivatives Regulatory Reporting team, you execute end-to-end control processes and improve the control framework to support accurate, timely regulatory reporting. As a Product Coverage Analyst within the Derivatives Regulatory Reporting team, you partner with business, change management, and technology stakeholders to prioritize enhancements and deliver a controlled environment.

Job Responsibilities:

• Implement new regulatory reporting requirements and associated operational readiness activities
• Remediate reporting and control gaps through structured issue investigation and follow-through
• Interpret regulatory requirements across multiple jurisdictions with internal stakeholders
• Coordinate with change management and cross-functional partners to align delivery milestones
• Execute end-to-end control processes supporting the regulatory reporting agenda across credit, rates, and equity derivatives
• Enhance the end-to-end control process by identifying gaps, defining checks, and improving execution discipline
• Recommend process and system enhancements by articulating clear problem statements and solution options
• Prioritize requirements by presenting business cases and supporting sequencing decisions with stakeholders
• Deliver a controlled environment for regulatory reporting through consistent execution and governance
• Validate completion of end-of-day controls and checklist items before close of processing
• Communicate status, risks, and management information reporting updates to leaders within agreed deadlines

Required qualifications, skills, and capabilities:

• Demonstrate 5+ years of experience, including 3+ years in an investment banking environment in Middle Office or Trade Support
• Apply a basic understanding of credit, rates, and equity derivatives products or reconciliation processes
• Explain regulatory trade reporting concepts, including Dodd-Frank Commodity Futures Trading Commission trade reporting and European Market Infrastructure Regulation trade reporting
• Analyze complex regulatory reporting requirements across multiple jurisdictions and translate them into operational execution steps
• Solve operational and technical issues by identifying root causes and driving practical resolutions
• Communicate clearly in writing and verbally, including the ability to build relationships across stakeholders
• Operate with minimal supervision while contributing effectively within a team environment
• Map the end-to-end transaction lifecycle for derivative products and connect it to control requirements
• Manage competing, time-critical deliverables in a high-pressure environment
• Maintain a strong control mindset to identify gaps, prioritize remediation, and mitigate operational risk
• Adapt to changing priorities while staying accountable for accurate and timely control execution

Preferred qualifications, skills, and capabilities:

• Hold a degree in Finance, Economics, or a related discipline
• Use Alteryx, Python, SQL, or Databricks to support analysis, reporting, or process improvement activities
• Demonstrate developing experience using AI-powered analytics, workflow automation, or intelligent process tools to drive efficiency gains, reduce manual effort, or improve accuracy in operational processes.